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Jack is a sheep farmer. He gets some government subsidies,
and also works long hours to keep his sheep happy and healthy. When his beasts
are ready for slaughter, he offers them to an abattoir. The abattoir is very
choosy and may reject Jack’s sheep, which is a disaster for him, as there is no
other route to the market. If he is lucky the abattoir will accept the animals,
slaughter them and sell them, at a large profit, to the supermarket. Jack does
not see any of this money. The populace struggle to afford the price of meat,
but the government has no control over this. When Jack feels like a nice piece
of lamb, he buys it from the supermarket. Meanwhile, Jack provides his services
for free as an inspector of other farmers’ animals.
Crazy story, right? But that’s the model that academic
publishing follows. Academics work their butts off to get research funding,
often from government. They then do the research and write up and submit it for
publication. They run the gauntlet of picky reviewers and editors to get the
work accepted for publication. Once it is published, it appears in a journal
which is sold on to academic institutions for large profits. Post publication,
the academic often has to pay a cost equivalent to several hardback books to
get a formatted electronic copy of the article. Meanwhile, the journals justify
this by arguing they have extensive costs. But in fact, it is the academic
community that does the bulk of the work for free, acting as editors and peer
reviewers. Increasingly, they are expected also to do copy editing and graphic
design, tasks that were previously undertaken by professional journal
staff.
It has taken many years for the torpid academic community to
wake up to this ludicrous situation, but things are slowly starting to change. In
some fields, academics are starting to take things into their own hands and cut
commercial publishers out of the loop, but this still the exception rather
than the rule. A more widely adopted innovation has been Open Access
publishing. On the one hand, electronic publishing has made it possible for
journal papers to be posted online and made freely accessible. On the other,
major funders, notably NIH in the USA
and the Wellcome Trust in the UK,
have insisted that researchers whom they fund must make their published work
Open Access. Obviously, something has to give: the publishers are not going to
do their work for nothing. But the system does work, with a combination of new
journals that are Open Access from the start, and older ones agreeing to make selected
articles Open Access, in both cases for a fee. In general, the funders agree to
pay the charge.
This week, however, a story broke suggesting that the
traditional publishers are trying to fight back and force NIH to backtrack on
its Open Access policy. Things hotted up with this post from Michael Eisen
who noted that one major publisher, Elsevier, has been lobbying a NY
Congresswoman, Carolyn Maloney, to persuade her to support a bill that would
limit Open Access publishing. Harvard
University gave a detailed
response to the bill, which can be found here.
I want my response to this story to go beyond just
tut-tutting and shaking my head. Academics do have some power here. We provide
the articles for Elsevier journals, and we do a lot of unpaid work reviewing
and editing for them. None of us wants to restrict our opportunities for
publishing, but these days there are a lot of outlets available. When deciding
where to submit a paper, I suspect that most academics, like me, take little
notice of who the publisher of a journal is. I focus more on whether the
journal has a good
editor, my prior experience of publication lags, and whether Open Access is
available. But as from now, I shall include publisher in the criteria I adopt,
and avoid Elsevier as far as I can. Also, if asked to review for a journal,
I’ll check if it is in the Elsevier stable, using this handy
website, and if so, I’ll explain why I’m not prepared to review. I suggest
that if you are as annoyed as I am by this story, you do likewise, and refuse
to engage with Elsevier journals.
Addendum, 10th January 2012
Some people on Twitter have asked if people should be paid
for the work they do as author/editor/reviewer. Definitely not. It would just make matters
worse, because publishers would factor in these costs and charge even more for
journals.
No, I just want a change in the model whereby publishers
make enormous and undeserved profits from academics. There are various ways
this could be done.
1. The publishers could charge less: currently if you try
and download a single journal article, you are charged around £20, even though
the production costs are minimal.
2. Retain the current model but remove commercial publishers
from the loop, with publication of research limited to learned societies,
universities, funders.
3. Retain the current model but make all journals Open
Access, with the funder or university paying a one-off publication fee.
4. More radically, move to a system such as arxiv, which I
discussed here.
On the whole, academics are an interesting bunch. We’re not
all that interested in money, but we are skilled and can produce things of
commercial value. It’s a golden opportunity for someone who does want to make
money to step in a make a profit. Publishers like Elsevier would have been fine
if they hadn’t been so greedy and had charged modest sums for their product.
Instead, they pushed costs as high as the market could bear, making
huge profits, while at the same time giving authors less and less.
(Copy-editors have become an endangered species). Instead of facilitating
scientific communication, they have put obstacles in the way. But part of the blame
lies with the academic community, who have been far too passive. We should have tackled this years ago before it got out of hand.
Given your focus here, you might be interested in this earlier post. While I am aligned with your proposition, commentary there includes other points of view. http://jasonbairdjackson.com/2009/10/12/getting-yourself-out-of-the-business-in-five-easy-steps/
ReplyDeleteI can't remember where I saw it (Cameron Neylon's blog?) - but I believe there is a movement to encourage scientists only to offer peer review for papers that will be open access. I'm sympathetic to this and Elsevier's self-serving behaviour is a further spur to triage publishers before accepting peer review requests.
ReplyDeleteI couldn't agree more. We've had few similar posts over that The Neuro Times. www.dictionaryofneurology.com
ReplyDeleteI've found saying "no" to reviewing for non-OA journals to be an effective step in this revolution. Michael Ashburner has provided this template for saying "no", which hopefully can be of use to others: http://bit.ly/xdPfra
ReplyDeleteIt was a lot simpler in the days before the internet and online submission. I had an interest in autism research before my daughter lost her diagnosis. I submitted several critical reiews of original research publish in the Journal of Autism and Developmental Disorders. I mailed the submission directly to the editor, Eric Schopler. Not only would he call me, in one case he rewrote the entire critique in a more straightforward and made the paper much more understandable for the readers of the JADD. The enire process would take no more than a few weeks and I never had a submission rejected.
ReplyDeleteI have also found that if you email the author of a paper that does not have open access requesting a reprint I have always received a PDF of the full text article.
I would certainly agree that reviewers ought to be paid and that the Journals should offer low subscription rates for members of the general public who may be interested in a specifc topic.
Thank you for another essential article. Where else could anyone get that kind of information in such a complete way of writing? I have a presentation incoming week, and I am on the lookout for such information.
ReplyDeleteCould you comment on this? http://www.library.yale.edu/~llicense/ListArchives/1106/msg00098.html
ReplyDelete*Our journal authors are able to use copies of their articles in
a broad variety of ways. For example authors can make copies of
their article for personal use, for their own classroom teaching
use, to distribute or email to research colleagues and for the
personal use of those colleagues, to distribute to delegates at
meetings, to post a pre-print on websites and pre-print servers,
and to post voluntarily the accepted manuscript version on a
personal or institutional web site or server for scholarly
purposes. (More details are available at
www.elsevier.com/access/). Our usage policies are among the most
responsive to author needs in the STM publishing industry.
http://www.britac.ac.uk/events/2012/OpenAccess.cfm
ReplyDeleteMany thanks for all comments. I've added an addendum to the post to clarify my views on payments to reviewers etc.
ReplyDeleteThanks to Roddy for highlighting the Elsevier response. Here is my take on that:
Elsevier have introduced these policies in response to pressure from the Open Access movement. I have no expertise in marketing but I suspect it works like this. In general, they know that allowing authors to distribute work via email/talks/etc won’t have much impact on their profits because the numbers of people who get the paper via this route will be small. I suspect that a bigger danger to publishers are free depositories of pre-prints in university archives, which potentially can be accessed by anyone. At the moment these don’t have much effect on profits because few people know about them, but this could change if universities were more effective in promoting them. But if this takes off and starts affecting their profits via regular subscriptions and one-off sales, what will publishers do? Put the price up, of course! I’ve added an addendum to the post, with a link to a site that focuses on levels of profit in this industry. The thing about a cash cow is that once you have it, you’ll do anything to maintain it.
(2) would be a good start; but (3) should be a minimum, to enable public access to academic knowledge.
ReplyDelete(3) should be achievable, because institutions could use money otherwise given to journals (but managing the transition would be hellish).
(4) could be great (and I assume it works or it wouldn't have evolved and survived; but I don't know anything about the disciplines that use it).
You're right. A great deal more needs to be done to promote repositories, and showcase new research output. Nos 21 to 29 in my post http://roddymacleod.wordpress.com/2011/11/10/where-to-find-new-scholarly-research-papers-30-key-free-websites/ Where to find new scholarly research papers: 30 key, free websites, covers IR content. These are not enough, and it is not easy enough to browse new research output.
ReplyDeleteIn fairness though, a lot of papers these days are rubbish. I think free labour is entirely appropriate for those ;)
ReplyDeleteI have problems with refusing to review papers, whcih I've outlined here:
ReplyDeletehttp://neurodojo.blogspot.com/2011/10/pressuring-journals-you-dislike.html
... Whereas I have no problems with refusing to review papers, which I've outlined here: http://www.timeshighereducation.co.uk/story.asp?sectioncode=26&storycode=417576&c=1.
ReplyDeleteI agree with refusing to review, and have already done it. But I am unsure what to do with society journals which are published by commercial publishers.
ReplyDeleteI wish to support society journals, and would not want to stop helping, for example, J Evol Biol (of the European society for evol boil ESEB), although they are published by Wiley, and are classified Yellow (i.e., not very open) by Sherpa/romeo. There are many journals in a similar situation in my field.
I've also agonised over what to do about society journals -- in my case, the relevant ones are the Journal of Vertebrate Palaeontology (journal of the Society of Vertebrate Paleontology, published by Taylor-Francis) and Palaeontology (journal of the Palaeontological Association, published by Blackwell).
ReplyDeleteI am gradually coming to the reluctant conclusion that they shouldn't be given a free pass for their non-openness just because they are affiliated with societies. In the end, the societies are there to serve the interests of their members, not vice versa. And by letting their journals be published as non-open by commercial publishers, the societies are not working in my interests, nor those of other scientists -- neither members nor non-members.
For now my position is to lobby colleagues so that we slowly move our society journals to Green OA publishers. I see a boycott as effective in this case once there is already a strong trend, to push the undecided. Similarly, I signed the original PLoS letter, but frankly we didn't yet have much choice.
ReplyDeleteBy the way, the distinction commercial / non commercial is tricky. BMC is commercial. Amercian chemical society is non commercial, yet is a big opponent of OA.
We have a 3-way grid of OA/close, commercial/not, society/not, and of course you need to take into account such details as scientific relevance. I see commercial / not commercial as a minor criterion, relative to the importance of scientific societies and of OA.
You're right, of course, that the correlation between open=non-commercial, closed=commercial, while strong, is nowhere near 1.0. Sorry for my sloppiness above.
ReplyDeleteFor what it's worth, I prefer non-profit publishers, because then I know that any money I spend on OA fees is going to infrastructure and other support, rather than to shareholders. But, yes, it's a much less important axis than open/closed.
You can find others who have pledged to redirect efforts towards OA at openaccesspledge.com and researchwithoutwalls.org. Such lists help show the size of the movement and give us more clout. I was just about to consult with others about redoing the openacesspledge site to accommodate fully customized pledges, possibly including a checklist of options as it seems everyone has their own idea of what's most important and feasible to pledge. We need help with formulating the checklist options, general advice, and website programming. Drop me a line if you're willing.
ReplyDeleteCould publishing be simply by blog/wiki posts + links to data. Editors simply people who aggregate articles (using RSS) and provide feedback (via comments and ratings). As you are doing here academics could be constantly improving their piece. Once ratings and comments are settled to an adequate standard the piece could be archived with a University library service. This truly open approach to publishing (where drafts are openly available) would have the advantage that many more people could contribute - even non-academics. I appreciate this does pose a small online design issue for handling large volumes of comments but that is tractable (see Slashdot) and a nice problem to have.
ReplyDeleteOpen access is a big issue for non-affiliated scholars who may not have access to university resources. It is also as important an issue for Arts and Humanities reasearch as for science and social sciences.
ReplyDeleteI hardly ever write comments on blogs, but your article urged me to praise your blog. Thanks for the read, I will surely favorite your site and check in occasionally...
ReplyDeleteThank you for another essential article. Where else could anyone get that kind of information in such a complete way of writing? I have a presentation incoming week, and I am on the lookout for such information.
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ReplyDeleteI think it is high time that academics do become interested in being properly paid for their expertise. As far as I am concerned, part of the reason there is the problem of unpaid labour in the academy is due to some sort of academic koolaide that leads many to conflate the notion of a "vocation" and "fair labour conditions." As an academic, I would like to strike a balance between optimum exposure of my work to the world at large as a work that serves the public interest and appropriate financial recognition of my labour and expertise. So the claim that academics are "not that interested in money" is really an indictment of academic stupidity, stupidity that has to go.
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Thank you for another essential article. Where else could anyone get that kind of information in such a complete way of writing? I have a presentation incoming week, and I am on the lookout for such information.
ReplyDeleteMost academics I meet in publishing are really after something for nothing, and there are a number of reasons for this. First of all, they are not sufficiently skilled to get mainstream publishing deals, and, second they are desperate to get published at any cost. If I would add a third, it's that they just don't grasp the concept of attaching commercial value to their work. I find it quite amusing, actually. Don't blame the commercial publishers for trying to make a buck/quid off academics ... they've got the winning lottery ticket!
ReplyDelete